Ameraudi Investment Services Disclosures

Business Continuity Plan

Ameraudi Investment Services, LLC has developed a comprehensive Business Continuity Plan (BCP) in in accordance with FINRA Rule 4370. The firm has considered all operational risk exposure to relevant threats and put comprehensive steps in place to alleviate and mitigate those threats. To view the firm’s BCP please contact:

Ameraudi Investment Services, LLC
Attn: Chief Compliance Officer - Compliance Department
19 E 54th Street
New York, NY 10022

______________________________________________________________________________________________________________________________________________________________

Order Routing Information (SEC Rule 606)

Ameraudi Investment Services, LLC exclusively routes order in Rule 606 reportable securities to Pershing, LLC for order routing. Pershing may not be the ultimate execution venue for such orders, and these orders may be further routed to execution venues. AIS does not receive any renumerations for orders routed to Pershing, including any execution venue fees or rebates that may be paid by an executing venue. However, Pershing may receive remuneration from executing venues through maker-taker pricing or other applicable execution venue fees or rebate.

Ameraudi Investment Services, LLC does not select the execution venues to which Pershing routes Rule 606 reportable securities for execution. As a result, Pershing is better positioned to prepare a quarterly report that reflects any execution venue specific maker-taker arrangements or other execution venue fees or rebates.

Please click to view the most recent quarterly report for Pershing, LLC. Search for “Pershing LLC” in the Broker-Dealer’s Full Name field.

______________________________________________________________________________________________________________________________________________________________

FINRA Regulation Public Disclosure Program

FINRA Regulation, Inc., a subsidiary of the Financial Industry Regulatory Authority, is charged with regulating the securities industry and oversees virtually all U.S. stockbrokers and brokerage firms. We are advising you, our customer, that available to you is the FINRA Public Disclosure Program. This Program provides you with a reference tool regarding us and your broker. Public Disclosure Program Hotline Number: 1-800-289-9999. FINRA Regulation Website: . In addition, please be aware that available on the FINRA website is an investor brochure that includes information describing the Public Disclosure Program.

FINRA 2261 Disclosure of Financial Condition to Customers

Ameraudi Investment Services, LLC will make available, upon request, a statement of financial condition as disclosed in its most recent balance sheet prepared either in accordance with the firm’s usual practice or as required by any state or federal securities laws, or any rule or regulation there under.

______________________________________________________________________________________________________________________________________________________________

Client Complaint Instructions and Compliance Contact Information

Inquiries or complaints regarding your account should be directed to:

Ameraudi Investment Services, LLC
Attn: Chief Compliance Officer - Compliance Department
19 E 54th Street
New York, NY 10022

______________________________________________________________________________________________________________________________________________________________

SIPC Disclosure

Customers can obtain information about SIPC (including the SIPC brochure) by contacting SIPC by phone at (202) 371-8300 or by going to the

______________________________________________________________________________________________________________________________________________________________

Anti-Money Laundering – Customer Identification Notification

USA Patriot Act Customer Identification Program

Important Information About Procedures for Opening A New Account

To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify, and record information that identifies each person who opens an account.

This notice answers some questions about Ameraudi Investment Services, LLC Customer Identification Program.

What types of information will I need to provide?

Your name
Date of birth
Address
Identification number
- Non-U.S. Citizen: taxpayer identification number, passport number, and country of issuance, alien identification card number, or government-issued identification showing nationality, residence, and a photograph of you.

You may also need to show and/or provide a copy of your driver’s license or other identifying documents.

A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement, or a trust agreement.

U.S. Department of the Treasury, Securities and Exchange Commission, FINRA, and New York Stock Exchange rules already require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.

What happens if I don’t provide the information requested or my identity can’t be verified?

Ameraudi Investment Services, LLC may not be able to open an account or carry out transactions for you. If you presently have an account with us and add a joint owner or owners to an existing account, we must also verify and retain copies of their identification. If we already have an account opened for you, such account may be subject to closure if qualifying information cannot be obtained and updated periodically per request.

We thank you for your patience and hope that you will assist AIS in supporting the financial industry’s efforts to deny terrorists and money launderers access to America’s financial system.

______________________________________________________________________________________________________________________________________________________________

Securities Help for Seniors

FINRA provides a toll-free helpline for seniors available from 9 a.m. to 5 p.m. ET, Monday through Friday. The helpline number is 844-57-HELPS or 844-574-3577